日报更新时间：04-17 11:30
周报更新时间：04-11 03:39
今开价：156.26
最高价：157.35
成交量：624292.0
昨收价：155.57
最低价：154.71
最新价：157.0
中文名称：Broadridge金融解决方案
英文名称：Broadridge Financial Solutions
行业：科技
简介：Broadridge Financial Solutions, Inc.于2007年3月29日 在美国特拉华州注册成立为ADP的全资附属公司，是按预期对ADP进行的企业分拆
电话：1-516-4725400
Broadridge Financial Solutions, Inc.和CDK Global, Inc.一样，都是从Automatic Data Processing分拆成立的公司，Broadridge Financial Solutions主要从事金融及证券系统整合服务业务，客户大多为金融服务产业，包括全球性银行、基金公司、金融投资公司、交易经纪公司。Broadridge Financial Solutions分为2个部门来运作：投资者通讯解决方案（Investor Communication Solutions）、全球技术与运营（Global Technology and Operations）。 Investor Communication Solutions——向代理证券和共同基金的投资者处理和分配代理材料，并促进相关投票处理服务; 并提供ProxyEdge，一种电子代理交付和投票解决方案。该部门还向公司提供注册代理，注册服务商，股票转让和记录保存服务; 并分发监管报告和企业行动/重组事件信息以及税务报告解决方案。此外，该部门还提供客户沟通解决方案，包括通过印刷和数字渠道处理和分发客户的交易，监管和营销传播。在这，该部门还提供基于云的营销和客户沟通工具，以及客户和帐户数据汇总和报告服务; 并创建销售和教育内容，包括研讨会和财务计划主题图书馆，以及可定制的顾问网站，搜索引擎营销和电子和打印通讯。还有，该部门提供共同基金和退休金，共同基金贸易处理服务。 Global Technology and Operations——提供计算机化的实时交易处理服务，包括桌面生产力工具，数据汇总，绩效报告，投资组合管理，订单捕获和执行，交易确认，结算，参考数据，对账和会计；支持实时全球交易的多币种解决方案；以及管理服务解决方案，其中包括证券结算，记录保管和与保管相关的功能。Broadridge Financial Solutions(BR)历史百科： 2010年，Broadridge Financial Solutions收购了NewRiver, Inc.； 2011年1月7日，收购了Matrix Financial Solutions，后者为第三方管理人员和其他金融专业人士提供退休产品； 2011年9月8日，Broadridge Financial Solutions收购了投资管理解决方案提供商Paladyne Systems, Inc.； 2016年6月14日，Broadridge Financial Solutions收购了DST的北美客户通信业务部（North American Customer Communications Business）。
| 交易日期 | 交易人 | 职位 | 类型 | 交易份额 | 价格 |
|---|---|---|---|---|---|
| 2019-08-05 | Amsterdam Adam D | Officer | Buy | 5518 | -- |
| 2019-08-05 | Taylor Julie R | Officer | Buy | 3942 | -- |
| 2019-08-05 | Tae (Michael S.) | Officer | Buy | 2758 | -- |
| 2019-08-05 | Schifellite (Robert) | Officer | Buy | 7885 | -- |
| 2019-08-05 | Perry (Christopher John) | Officer | Buy | 5518 | -- |
| 2019-08-05 | Mayadas (Vijay) | Officer | Buy | 1773 | -- |
| 2019-08-05 | Matlin (Laura) | General Counsel | Buy | 1378 | -- |
| 2019-08-05 | Liberatore (Michael) | Officer | Buy | 2562 | -- |
| 2019-08-05 | Kalenka Robert F | Officer | Buy | 2758 | -- |
| 2019-08-05 | Gokey Timothy C | Chief Executive Officer | Buy | 15375 | -- |
| 2019-08-05 | Carey (Thomas P) | Officer | Buy | 1261 | -- |
| 2019-08-05 | Young (James M) | Chief Financial Officer | Buy | 13010 | -- |
| 2019-08-05 | Daly (Richard J) | Officer and Director | Buy | 47311 | -- |
| 2019-08-05 | Deschutter Douglas Richard | Officer | Buy | 2758 | -- |
| 2019-07-02 | Markus (Maura A) | Director | Buy | 34 | -- |
| 2019-07-02 | Weber (Alan J) | Director | Buy | 56 | -- |
| 2019-07-02 | Weber (Alan J) | Director | Buy | 1 | -- |
| 2019-07-02 | Brun (Leslie A) | Director | Buy | 81 | -- |
| 2019-07-02 | Keller (Brett A) | Director | Buy | 16 | -- |
| 2019-07-02 | Carter (Pamela Lynn) | Director | Buy | 5 | -- |
| 2019-07-02 | Levine (Stuart R) | Director | Buy | 56 | -- |
| 2019-07-02 | Duelks (Robert N) | Director | Buy | 56 | -- |
| 2019-07-02 | Markus (Maura A) | Director | Buy | 1 | -- |
| 2019-07-02 | Perna Thomas J | Director | Buy | 56 | -- |
| 2019-06-23 | Amsterdam Adam D | Officer | Buy | 6573 | 51.95 |
| 机构持股 | |||||
|---|---|---|---|---|---|
| 持有者 | 持有份额 | 持股比例 | 份额变化 | 变化率 | 报告日期 |
| Artisan Partners Limited Partnership | 1077671 | 0.93% | 252234 | 30.56% | 2019-03-31 |
| Atlanta Capital Management Company,LLC | 2052347 | 1.77% | 325972 | 18.88% | 2019-03-31 |
| ING Investment Management LLC | 2204872 | 1.90% | 661232 | 42.84% | 2019-03-31 |
| Vanguard Investments Australia Ltd | 3216618 | 2.81% | 6357 | 0.20% | 2019-07-31 |
| BlackRock Fund Advisors | 4831187 | 4.23% | -6262157 | -56.45% | 2019-07-31 |
| State Street Corporation | 5202257 | 4.48% | 63863 | 1.24% | 2019-03-31 |
| HHG PLC | 7824319 | 6.74% | 1177867 | 17.72% | 2019-03-31 |
| Janus Capital Management LLC | 8420606 | 7.37% | -478925 | -5.38% | 2019-07-31 |
| BlackRock Inc | 9629137 | 8.29% | 5326 | 0.06% | 2019-03-31 |
| State Street Global Advisors | 1889999 | 1.65% | 2068 | 0.11% | 2019-07-31 |
| Fidelity Management & Research Company | 1843768 | 1.61% | -657442 | -26.28% | 2019-07-31 |
| Voya Investments, LLC | 1073842 | 0.94% | -204094 | -15.97% | 2019-07-31 |
| State Street Global Advisors (Aus) Ltd | 1249558 | 1.09% | -55959 | -4.29% | 2019-07-31 |
| Wells Fargo & Co | 1360936 | 1.17% | -70870 | -4.95% | 2019-03-31 |
| Northern Trust Investments N A | 1481902 | 1.28% | -176970 | -10.67% | 2019-03-31 |
| Northern Trust Corp | 1481902 | 1.28% | -176970 | -10.67% | 2019-03-31 |
| Geode Capital Management, LLC | 1681515 | 1.45% | -1842561 | -52.28% | 2019-03-31 |
| AQR Capital Management LLC | 1765110 | 1.52% | -304887 | -14.73% | 2019-03-31 |
| Boston Mgmt & Research (MA ) | 1741858 | 1.52% | -- | -- | 2019-07-31 |
| Vanguard Group Inc | 14349331 | 12.36% | -164095 | -1.13% | 2019-03-31 |
| Deutsche Bank AG | 1501941 | 1.29% | 668709 | 80.25% | 2018-12-31 |
| Bank of New York Mellon Corp | 1572745 | 1.35% | 332615 | 26.82% | 2018-12-31 |
| Apg All Pensions Group | 2525974 | 2.17% | 1168787 | 86.12% | 2018-12-31 |
| BlackRock Japan Co Ltd | 1691296 | 1.46% | 1518 | 0.09% | 2019-05-31 |
| APG Asset Management | 2525974 | 2.17% | 1168787 | 86.12% | 2018-12-31 |
| BlackRock Asset Management Canada Ltd | 3788434 | 3.26% | 1977 | 0.05% | 2019-05-31 |
| Deutsche Asset Management Investment GmbH | 2550616 | 2.20% | 1777966 | 230.11% | 2019-05-31 |
| Robeco Institutional Asset Mgmt BV | 2439178 | 2.11% | -40862 | -1.65% | 2018-09-30 |
| Morgan Stanley Investment Management, Inc. | 1633456 | 1.41% | -81242 | -4.74% | 2018-09-30 |
| Amvescap Plc. | 1964813 | 1.70% | 665186 | 51.18% | 2018-09-30 |
| Morgan Stanley - Brokerage Accounts | 1985540 | 1.72% | -598410 | -23.16% | 2018-09-30 |
| SPDR State Street Global Advisors | 1361247 | 1.17% | 19334 | 1.44% | 2018-11-30 |
| Goldman Sachs Group Inc | 1416019 | 1.21% | 211211 | 17.53% | 2018-06-30 |
| BlackRock Institutional Trust Company NA | 3315660 | 2.84% | -1222987 | -26.95% | 2018-06-30 |
| State Street Corp | 5068312 | 4.36% | 633455 | 14.28% | 2018-06-30 |
| Morgan Stanley Investment Management Inc | 1714698 | 1.47% | 965627 | 128.91% | 2018-06-30 |
| Goldman, Sachs & Co. | 1144848 | 0.98% | 196557 | 20.73% | 2018-06-30 |
| Brown Investment Advisory Incorporated | 1135903 | 0.97% | -48868 | -4.12% | 2018-03-31 |
| Wells Fargo Advisors, LLC | 1029246 | 0.88% | -37263 | -3.49% | 2018-06-30 |
| Bahl & Gaynor Inc | 927209 | 0.80% | -35886 | -3.73% | 2018-06-30 |
| Clarkston Capital Partners, LLC | 956555 | 0.82% | -41285 | -4.14% | 2018-06-30 |
| Security Investors, LLC | 765550 | 0.67% | -2157 | -0.28% | 2018-09-14 |
| SouthernSun Asset Management, LLC | 874033 | 0.75% | -345657 | -28.34% | 2018-06-30 |
| T. Rowe Price Associates, Inc. | 825253 | 0.71% | 168073 | 25.57% | 2018-06-30 |
| Schweizerische Nationalbank | 873900 | 0.75% | 16300 | 1.90% | 2018-06-30 |
| Principal Global Investors, LLC | 1158143 | 0.99% | -166354 | -12.56% | 2018-03-31 |
| Fiduciary Management, Inc. of Milwaukee | 1012726 | 0.86% | -24766 | -2.39% | 2018-03-31 |
| Jensen Investment Management | 895250 | 0.76% | -136415 | -13.22% | 2018-03-31 |
| State Street Global Markets, LLC | 1361247 | 1.15% | 19334 | 1.44% | 2018-05-31 |
| NORGES BANK | 1258745 | 1.08% | 124837 | 11.01% | 2017-12-31 |
| Confluence Investment Management LLC | 986328 | 0.85% | -1669 | -0.17% | 2017-12-31 |
| Managed Account Advisors LLC | 948768 | 0.81% | 230741 | 32.14% | 2017-09-30 |
| Mackenzie Investments | 919411 | 0.79% | -97123 | -9.55% | 2017-09-30 |
| Westwood Holdings Group Inc | 1188606 | 1.00% | -23265 | -1.92% | 2016-09-30 |
| Fidelity Management and Research Company | 1184321 | 0.99% | -317976 | -21.17% | 2016-09-30 |
| Vaughan Nelson Scarbrgh & Mccullough LP | 1164837 | 0.99% | 58212 | 5.26% | 2016-12-31 |
| Fidelity Institutional Asset Management | 1016970 | 0.85% | -103315 | -9.22% | 2016-09-30 |
| TimesSquare Capital Management, LLC | 1000000 | 0.84% | -109000 | -9.83% | 2016-09-30 |
| BlackRock, Inc. | 8343804 | 7.00% | 452818243 | 0.10% | 1999-11-30 |
| The Vanguard Group, Inc. | 9034302 | 7.00% | 490291570 | 0.10% | 1999-11-30 |
| 共同基金持股 | |||||
|---|---|---|---|---|---|
| 持有者 | 持有份额 | 持股比例 | 份额变化 | 变化率 | 报告日期 |
| Invesco KBW NASDAQ Fintech ETF | 611264 | 0.53% | 600882 | 5787.73% | 2019-05-31 |
| Vanguard Total Stock Market Index Fund | 3171779 | 2.77% | 8827 | 0.28% | 2019-06-30 |
| Janus Henderson Enterprise Fund | 2904640 | 2.54% | -- | -- | 2019-06-30 |
| Janus Mid Cap Growth Tr | 2904640 | 2.54% | -- | -- | 2019-06-30 |
| Vanguard Mid-Cap Index Fund | 2829148 | 2.48% | 51721 | 1.86% | 2019-06-30 |
| Vanguard 500 Index Fund | 2286250 | 2.00% | 34661 | 1.54% | 2019-06-30 |
| Janus Henderson Triton Fund | 1990780 | 1.74% | -425204 | -17.60% | 2019-06-30 |
| Eaton Vance Atlanta Capital SMID-Cap Fd | 1741858 | 1.52% | -- | -- | 2019-05-31 |
| SPDR | 1283620 | 1.12% | 1190 | 0.09% | 2019-07-31 |
| Jensen Quality Growth Fund | 1007000 | 0.88% | -- | -- | 2019-06-30 |
| Fidelity | 696700 | 0.61% | -- | -- | 2019-06-30 |
| Vanguard Dividend Appreciation Index Fd | 949977 | 0.83% | 7840 | 0.83% | 2019-06-30 |
| iShares Core S&P 500 ETF | 855685 | 0.75% | -420 | -0.05% | 2019-07-30 |
| iShares Edge MSCI Min Vol USA ETF | 838787 | 0.73% | 860 | 0.10% | 2019-07-31 |
| Vanguard Growth Index Fund | 829868 | 0.73% | 31348 | 3.93% | 2019-06-30 |
| Vanguard Mid-Cap Growth Index Fund | 739444 | 0.65% | 32045 | 4.53% | 2019-06-30 |
| Waddell & Reed Large Cap Growth Eq Tr | 714150 | 0.62% | 714150 | -- | 2019-06-30 |
| Vanguard Institutional Index Fund | 1084490 | 0.95% | -3141 | -0.29% | 2019-06-30 |
| Confluence Equity Income -UBS | 681082 | 0.60% | -19910 | -2.84% | 2019-06-30 |
| MS INVF US Advantage Fund | 866867 | 0.75% | -44053 | -4.84% | 2018-09-30 |
| CTIVP Morgan Stanley Advantage Fund | 506268 | 0.44% | -- | -- | 2019-05-31 |
| iShares Core MSCI Kokusai ETF | 845648 | 0.73% | 759 | 0.09% | 2019-05-30 |
| iShares Core S&P US Total Market ETF | 845648 | 0.73% | 759 | 0.09% | 2019-05-30 |
| iShares S&P 500 ETF | 845648 | 0.73% | 759 | 0.09% | 2019-05-30 |
| iShares Core S&P 500 ETF (CAD-Hedged) | 845648 | 0.73% | 759 | 0.09% | 2019-05-30 |
| iShares Core MSCI AllCntry Wld exCan ETF | 842405 | 0.73% | 276 | 0.03% | 2019-05-23 |
| iShares MSCI World ETF | 842405 | 0.73% | 276 | 0.03% | 2019-05-23 |
| DWS Akkumula | 1215000 | 1.05% | 972000 | 400.00% | 2019-04-30 |
| DWS Verm | 1072000 | 0.92% | 804000 | 300.00% | 2019-04-30 |
| Janus Henderson Venture Fund | 459378 | 0.40% | -- | -- | 2018-12-31 |
| Undrly L&G Diversified Life | 503404 | 0.44% | 503404 | -- | 2018-09-30 |
| State Street S&P 500 Index Fund | 504952 | 0.44% | 46227 | 10.08% | 2019-03-31 |
| Technology Select Sector SPDR | 449066 | 0.39% | 1360 | 0.30% | 2019-03-29 |
| Undrly L&G Pen PMC Diversified | 503404 | 0.44% | 503404 | -- | 2018-09-30 |
| iShares S&P Mid-Cap 400 Growth ETF | 1052784 | 0.91% | -- | -- | 2018-06-14 |
| EATON VANCE SMALL-CAP FUND | 1463349 | 1.26% | -- | -- | 2018-12-31 |
| OH Putnam Fidelity Spartan 500 Index | 874647 | 0.76% | 25307 | 2.98% | 2019-01-31 |
| Vanguard Information Technology Index Fd | 416140 | 0.36% | -25993 | -5.88% | 2019-01-31 |
| Artisan Mid Cap Fund | 382254 | 0.33% | 382254 | -- | 2018-12-31 |
| iShares Russell 1000 Growth ETF | 388416 | 0.33% | 924 | 0.24% | 2018-12-31 |
| Vanguard Small Cap Index | 1415722 | 1.21% | 12785 | 0.91% | 2018-05-31 |
| Vanguard Extended Market Index Fund | 1519877 | 1.30% | -7996 | -0.52% | 2018-05-31 |
| Vanguard Small Cap Index Fund | 1415722 | 1.21% | 12785 | 0.91% | 2018-05-31 |
| Invesco S&P 500 | 560983 | 0.48% | 2928 | 0.52% | 2018-10-31 |
| Janus Enterprise D | 1391009 | 1.20% | -636053 | -31.38% | 2018-06-30 |
| iShares Russell Mid-Cap Growth | 356279 | 0.31% | -- | -- | 2018-09-12 |
| Vanguard Total Stock Mkt Idx | 2955706 | 2.54% | 16186 | 0.55% | 2018-07-31 |
| Vanguard Mid Cap Index I | 2791482 | 2.40% | 10571 | 0.38% | 2018-07-31 |
| Janus Triton D | 2315893 | 1.99% | -- | -- | 2018-06-30 |
| Eaton Vance Atlanta Capital SMID-Cap I | 2156042 | 1.85% | -- | -- | 2018-07-31 |
| Vanguard 500 Index Inv | 2135592 | 1.84% | 2712 | 0.13% | 2018-07-31 |
| iShares MSCI USA Minimum Volatility | 1397933 | 1.22% | 10994 | 0.79% | 2018-09-12 |
| Vanguard Institutional Index I | 1140288 | 0.98% | 680 | 0.06% | 2018-07-31 |
| Vanguard Dividend Appreciation ETF | 908669 | 0.78% | 2077 | 0.23% | 2018-07-31 |
| Vanguard Growth Index Inv | 829659 | 0.71% | -2400 | -0.29% | 2018-07-31 |
| T. Rowe Price QM US Small-Cap Growth Eq | 430400 | 0.37% | 12800 | 3.07% | 2018-06-30 |
| Vanguard Information Technology ETF | 451014 | 0.39% | 29970 | 7.12% | 2018-07-31 |
| iShares Russell 1000 Growth | 381312 | 0.33% | -264 | -0.07% | 2018-09-12 |
| Janus Venture D | 459378 | 0.39% | -280987 | -37.95% | 2018-06-30 |
| PowerShares S&P 500 Low Volatility ETF | 558970 | 0.49% | 6954 | 1.26% | 2018-09-13 |
| Vanguard Mid-Cap Growth ETF | 716315 | 0.62% | 3277 | 0.46% | 2018-07-31 |
| Fidelity Spartan | 785488 | 0.68% | 9265 | 1.19% | 2018-07-31 |
| Undiscovered Mgrs Behavioral Value Inst | 376058 | 0.32% | -2280 | -0.60% | 2018-05-31 |
| Principal MidCap S&P 400 Index SP | 404341 | 0.34% | -- | -- | 2018-05-31 |
| Vanguard Small Cap Growth Index Inv | 802114 | 0.68% | 1754 | 0.22% | 2018-05-31 |
| Vanguard Extended Market Idx Inv | 1519877 | 1.29% | -7996 | -0.52% | 2018-05-31 |
| iShares S&P Mid-Cap 400 Growth | 1052784 | 0.89% | -- | -- | 2018-06-14 |
| Jensen Quality Growth J | 633000 | 0.54% | -117000 | -15.60% | 2018-04-30 |
| Janus D | 567999 | 0.49% | -- | -- | 2017-03-31 |
| Vanguard Small Cap Value Index Inv | 886408 | 0.76% | 4066 | 0.46% | 2018-02-28 |
| Invesco Mid Cap Growth | 376641 | 0.32% | -60759 | -13.89% | 2017-12-31 |
| AMG SouthernSun US Equity C | 442423 | 0.38% | -45127 | -9.26% | 2017-09-30 |
| FMI Common Stock | 455000 | 0.39% | -- | -- | 2017-09-30 |
| Invesco Mid Cap Growth A | 437400 | 0.38% | -6875 | -1.55% | 2017-09-30 |
| Principal Small-MidCap Dividend Inc A | 389665 | 0.33% | -87806 | -18.39% | 2017-11-30 |
| Columbia Acorn Z | 483155 | 0.41% | -30120 | -5.87% | 2016-12-31 |
| Diamond Hill Small Cap A | 415620 | 0.35% | -32350 | -7.22% | 2016-12-31 |
| Clarkston Partners Institutional | 400000 | 0.34% | 60000 | 17.65% | 2016-12-31 |
| Oakmark Equity and Income Fund | 3189200 | 2.70% | -388300 | -10.80% | 2015-09-30 |
| Janus Triton Fund | 2494334 | 2.10% | -- | -- | 2015-09-30 |
| iShares Core S&P Mid-Cap (AU) | 2039151 | 1.80% | 1665 | 0.10% | 2015-10-30 |
| Janus Enterprise Fd | 1601315 | 1.30% | 505301 | 46.10% | 2015-09-30 |
| Vanguard Small Cap Value Index Fund | 1292392 | 1.10% | -25156 | -1.90% | 2015-09-30 |
| FMI Common Stock Fund | 1185000 | 1.00% | -10000 | -0.80% | 2015-09-30 |
| SPDR® S&P MIDCAP 400 ETF | 1155879 | 1.00% | -25039 | -2.10% | 2015-09-30 |
| Fidelity Small Cap America Class | 1016970 | 0.80% | -- | -- | 2015-06-30 |
| Janus Venture Fund | 975831 | 0.80% | -- | -- | 2015-09-30 |
| Harris Assoc. Equity & Income Strategy | 3189200 | 2.70% | -388300 | -10.80% | 2015-09-30 |
| SSgA - S&P Mid-Cap Index Strategy | 795032 | 0.70% | 4300 | 0.50% | 2015-06-30 |
| John P. Hogan | Currently, John P. Hogan is Senior Managing Director-Technology at Broadridge Financial Solutions, Inc. In the past he occupied the position of Group President at Automatic Data Processing, Inc. and Group President at ADP Brokerage Services Group (a subsidiary of Automatic Data Processing, Inc.). |
|---|---|
| Leslie A. Brun | Leslie A. Brun is a businessperson who founded The Fidelity Bank (Fuquay-Varina, North Carolina) and who has been the head of 5 different companies. Currently, Mr. Brun occupies the position of Chairman & Chief Executive Officer for SARR Group LLC and Non-Executive Chairman at CDK Global, Inc. He is also Member of Council on Foreign Relations, Inc. and on the board of 5 other companies. Mr. Brun previously held the position of Independent Non-Executive Chairman of Automatic Data Processing, Inc., Chief Executive Officer at Global Alternative Asset Management, Inc., Vice President for Lloyds International Corp., Managing Director-Investment Banking at CMS Cos., Advisory Board Member at Guardian Capital Partners LLC, Managing Director & Head-Investor Relations at CCMP Capital LP and Managing Director & Head-Investor Relations at CCMP Capital Advisors LP (a subsidiary of CCMP Capital LP), Advisor at TL Ventures, Inc., Managing Director-Investment Banking Group at The Fidelity Bank (Fuquay-Varina, North Carolina), Chief Credit Officer & Assistant Vice President at Chemical Bank, Member-Supervisory Board at VPSA (US) and Vice President-Corporate Finance Division at E.F. Hutton & Co., Inc. He received an undergraduate degree from State University of New York at Buffalo. |
| Brett A. Keller | Brett A. Keller is Chief Executive Officer at Priceline.com LLC. He is also on the board of Broadridge Financial Solutions, Inc. In the past Mr. Keller occupied the position of Director-Online Travel Division at Avis Budget Group, Inc. Mr. Keller received an MBA from Johnson Graduate School of Management and an undergraduate degree from Brigham Young University. |
| Timothy C. Gokey | Timothy C. Gokey is President, Chief Executive Officer & Director at Broadridge Financial Solutions, Inc. In the past he occupied the position of President-Retail Tax Services & Partner at McKinsey & Co., Inc. and President-Retail Tax Business at H&R Block, Inc. Timothy C. Gokey received a doctorate and an undergraduate degree from the University of Oxford and an undergraduate degree from Princeton University. |
| Leslie A. Brun | Leslie A. Brun is a businessperson who founded The Fidelity Bank (Fuquay-Varina, North Carolina) and who has been the head of 5 different companies. Currently, Mr. Brun occupies the position of Chairman & Chief Executive Officer for SARR Group LLC and Non-Executive Chairman at CDK Global, Inc. He is also Member of Council on Foreign Relations, Inc. and on the board of 5 other companies. Mr. Brun previously held the position of Independent Non-Executive Chairman of Automatic Data Processing, Inc., Chief Executive Officer at Global Alternative Asset Management, Inc., Vice President for Lloyds International Corp., Managing Director-Investment Banking at CMS Cos., Advisory Board Member at Guardian Capital Partners LLC, Managing Director & Head-Investor Relations at CCMP Capital LP and Managing Director & Head-Investor Relations at CCMP Capital Advisors LP (a subsidiary of CCMP Capital LP), Advisor at TL Ventures, Inc., Managing Director-Investment Banking Group at The Fidelity Bank (Fuquay-Varina, North Carolina), Chief Credit Officer & Assistant Vice President at Chemical Bank, Member-Supervisory Board at VPSA (US) and Vice President-Corporate Finance Division at E.F. Hutton & Co., Inc. He received an undergraduate degree from State University of New York at Buffalo. |
| Julie R. Taylor | Presently, Julie R. Taylor holds the position of Chief Human Resources Officer & Corporate VP at Broadridge Financial Solutions, Inc. In her past career Ms. Taylor held the position of Vice President-Human Resources at Bristol-Myers Squibb Co. and Senior Vice President-Human Resources of Pall Corp. |
| Alan J. Weber | Mr. Alan J. Weber is an Independent Director at Broadridge Financial Solutions, Inc., a Chief Executive Officer at Weber Group LLC, a Chairman at KGS Holdings LP and a Chairman at KGS-Alpha Capital Markets LP. He is on the Board of Directors at Street Diligence, Inc., Broadridge Financial Solutions, Inc. and Downtown Community Television Center. Mr. Weber was previously employed as an Independent Director by SandRidge Energy, Inc., an Operating Partner by Arsenal Capital Partners, Inc., an Independent Director by Diebold Nixdorf, Inc., a Chairman & Chief Executive Officer by United States Trust Co. of New York, a Chairman & Chief Executive Officer by US Trust Corp., an Executive Vice President by Citibank NA (New York), a Vice Chairman & Chief Financial Officer by Aetna, Inc., a Chairman by Citibank International Ltd., and a Member-Executive Committee by The Charles Schwab Corp. He also served on the board at OnForce, Inc. and Tempo Financial Holdings Corp. He received his undergraduate degree from The Wharton School of the University of Pennsylvania and an MBA from Kellogg School of Management. |
| Richard J. Daly | Presently, Richard J. Daly holds the position of Executive Chairman of Broadridge Financial Solutions, Inc. Mr. Daly is also on the board of New York Institute of Technology, Fountain House and SIFMA Foundation and Founding Member at Make-A-Wish Foundation of Suffolk County Ny, Inc. Mr. Daly previously was Director & Senior Vice President-Operations at Thomson McKinnon Securities, Inc. and Group President at ADP Brokerage Services Group. Richard J. Daly received an undergraduate degree from New York Institute of Technology. |
| W. Edings Thibault | W. Edings Thibault holds the position of Head-Investor Relations for Broadridge Financial Solutions, Inc. He previously held the position of Research Analyst at Morgan Stanley & Co. LLC. |
| Salvatore F. Sodano | Presently, Salvatore F. Sodano occupies the position of Chairman & Chief Executive Officer for Worldwide Capital Advisory Partners LLC. Mr. Sodano is also on the board of Broadridge Financial Solutions, Inc. and Associated Capital Group, Inc. and Chairman for Catholic Health Services of Long Island. He previously was Chairman & Chief Executive Officer of American Stock Exchange LLC, Chairman-Strategy & Business Development at Burke & Quick Partners LLC, Chairman for Hofstra University, CFO & Deputy Chief Operating Officer at National Association of Securities Dealers, Inc. and Dean at Frank G. Zarb School of Business. |
| Thomas J. Perna | Thomas J. Perna is a businessperson who has been at the head of 7 different companies. Currently, Mr. Perna occupies the position of Chairman of Pioneer Municipal High Income Trust, Chairman-Trustees Board at Pioneer Floating Rate Trust, Chairman at Pioneer Diversified High Income Trust, Chairman of Pioneer ILS Interval Fund, Chairman at Pioneer Municipal High Income Advantage Trust and Chairman-Trustees Board at Pioneer High Income Trust. Thomas J. Perna is also on the board of Broadridge Financial Solutions, Inc. and Financial Solutions Ltd. In the past he was Chairman of Quadriserv, Inc., Commissioner at Civil Service Commission (New Jersey) and Senior Executive Vice President at The Bank of New York Co., Inc. |
| Robert Schifellite | Robert Schifellite is Senior VP-Investor Communication Solutions at Broadridge Financial Solutions, Inc. In the past he held the position of Vice President of Automatic Data Processing, Inc. and SVP & GM-Investor Communication Services at ADP Brokerage Services Group (a subsidiary of Automatic Data Processing, Inc.) and Senior Auditor at Touche Ross & Co. |
| Adam David Amsterdam | Presently, Adam David Amsterdam occupies the position of Vice President & General Counsel at Broadridge Financial Solutions, Inc. and Chief Executive Officer at Investigo Corp., Co-Managing Director at Broadridge (Deutschland) GmbH and President of Broadridge Securities Processing Solutions LLC (which are all subsidiaries of Broadridge Financial Solutions, Inc.). Mr. Amsterdam is also on the board of Broadridge Financial Solutions International Ltd., Broadridge Financial Solutions Ltd., 4sight Financial Software Ltd. and Broadridge Analytics Solutions Ltd. In his past career Mr. Amsterdam was Staff Vice President & Associate General Counsel at Automatic Data Processing, Inc. and President for Broadridge Financial Solutions (Canada) Corp. |
| Douglas Richard DeSchutter | Currently, Douglas Richard DeSchutter holds the position of President-Broadridge Customer Communications at Broadridge Financial Solutions, Inc. He is also on the board of Inlet LLC. In his past career Mr. DeSchutter held the position of Vice President-Mergers & Acquisitions at Lehman Brothers Holdings, Inc. and Staff Vice President-Corporate Development at Automatic Data Processing, Inc. Mr. DeSchutter received an MBA from Duke University and an undergraduate degree from the University of Michigan. |
| Robert F. Kalenka | Robert F. Kalenka is VP-Investor Communication Solutions Operations at Broadridge Financial Solutions, Inc. In his past career Mr. Kalenka occupied the position of COO & SVP-Investor Communication Services Division at ADP Brokerage Services Group. |
| Robert F. Kalenka | Robert F. Kalenka is VP-Investor Communication Solutions Operations at Broadridge Financial Solutions, Inc. In his past career Mr. Kalenka occupied the position of COO & SVP-Investor Communication Services Division at ADP Brokerage Services Group. |
| Pamela Lynn Carter | Ms. Pamela L. Carter is an Independent Director at Broadridge Financial Solutions, Inc., an Independent Director at Enbridge, Inc., an Independent Director at Hewlett-Packard Enterprise Co. and an Independent Director at CSX Corp. She is on the Board of Directors at Broadridge Financial Solutions, Inc., Enbridge, Inc., Hewlett-Packard Enterprise Co., CSX Corp. and The Nashville Symphony Association. Ms. Carter was previously employed as an Independent Director by Spectra Energy Corp., a President-Distribution Business by Cummins, Inc., an Attorney General by State of Indiana, a President by Cummins Filtration, Inc., and an Enforcement Attorney by Office of The Secretary of State. She also served on the board at Meijer, Inc. She received her undergraduate degree from the University of Detroit Mercy, a graduate degree from the University of Michigan and a graduate degree from Indiana University Maurer School of Law. |
| Peter Breen | Founder of BUYandHOLD Securities Corp., Peter Breen is on the board of LevelBlox, Inc. and General Manager & Business Owner at Broadridge Financial Solutions, Inc. In the past he held the position of Managing Director at The Bank of New York Mellon Corp. and Chairman & Chief Executive Officer at BUYandHOLD Securities Corp. |
| Stuart R. Levine | Founder of Stuart Levine & Associates LLC and Eduleader LLC, Stuart R. Levine holds the position of Chairman & Chief Executive Officer at Eduleader LLC and Chairman & Chief Executive Officer of Stuart Levine & Associates LLC. He is also on the board of Broadridge Financial Solutions, Inc. In the past he held the position of Chief Executive Officer at Dale Carnegie & Associates, Inc., Member of New York State Assembly and Chairman of Dowling College. |
| Robert N. Duelks | Robert N. Duelks is on the board of Broadridge Financial Solutions, Inc. and Gettysburg College (former Chairman). Mr. Duelks previously was Managing Director at Accenture Plc and Operations Manager at Salomon Brothers, Inc. |
| Maura A. Markus | Maura A. Markus is on the board of Stifel Financial Corp., Broadridge Financial Solutions, Inc., College of Mount Saint Vincent and Catholic Charities CYO and Member-Talent & Opportunity Board at Year Up, Inc., Member of Women Corporate Directors and Member-Northern California at International Women's Forum. In her past career Ms. Markus was Executive Vice President at Citigroup, Inc. Chairman at Citibank (West) FSB, President for Citibank North America, Inc. President-Consumer Business at Citibank International Ltd. (Greece Branch) and Head-International Retail Banking at Citigroup Global Markets, Inc. (Broker) (which are all subsidiaries of Citigroup, Inc.), President, Chief Operating Officer & Director at Bank of the West (San Francisco, California), Member of The Financial Services Roundtable and Director-European Sales & Marketing at Beobank NV. Ms. Markus received an MBA from Harvard Business School and an undergraduate degree from Boston College. |
| Thomas P. Carey | Mr. Thomas P. Carey is a President-Global Technology & Operations at Broadridge Financial Solutions, Inc. and a President at Broadridge City Networks (UK) Ltd. He is on the Board of Directors at Message Automation Ltd., Broadridge Financial Solutions International Ltd., 4sight Financial Software Ltd., Broadridge Financial Solutions Ltd. and The British & American Business, Inc. of New York & London. Mr. Carey was previously employed as a Chief Operating Officer-International Business by Automatic Data Processing, Inc. and a President & Chief Executive Officer by Securities Processing Solutions International. |
| Frieda Lewis | Frieda Lewis is on the board of Women's Bond Club of New York and Chief Commercial Diversity Officer at Broadridge Financial Solutions, Inc. |
| Peter Breen | Founder of BUYandHOLD Securities Corp., Peter Breen is on the board of LevelBlox, Inc. and General Manager & Business Owner at Broadridge Financial Solutions, Inc. In the past he held the position of Managing Director at The Bank of New York Mellon Corp. and Chairman & Chief Executive Officer at BUYandHOLD Securities Corp. |
| Christopher J. Perry | Currently, Christopher J. Perry is SVP-Global Sales, Marketing & Client Solutions at Broadridge Financial Solutions, Inc. Mr. Perry is also on the board of NPower and Financial Services Institute, Inc. In the past he held the position of Principal at HyperFeed Technologies, Inc., Principal at AT Financial, President-Americas Region at Thomcorp Holdings, Inc., Global Managing Director-Risk at Thomson Reuters Corp., Principal at Kemper Financial Services, Inc., Chairman for The British & American Business, Inc. of New York & London and Secretary & Director at Make-A-Wish Foundation of New Jersey. |
| Michael Liberatore | Michael Liberatore is VP-Investor Communication Solutions Mutual Funds at Broadridge Financial Solutions, Inc. In his past career he occupied the position of Assistant Controller at ADP Brokerage Services Group. |
| Maura A. Markus | Maura A. Markus is on the board of Stifel Financial Corp., Broadridge Financial Solutions, Inc., College of Mount Saint Vincent and Catholic Charities CYO and Member-Talent & Opportunity Board at Year Up, Inc., Member of Women Corporate Directors and Member-Northern California at International Women's Forum. In her past career Ms. Markus was Executive Vice President at Citigroup, Inc. Chairman at Citibank (West) FSB, President for Citibank North America, Inc. President-Consumer Business at Citibank International Ltd. (Greece Branch) and Head-International Retail Banking at Citigroup Global Markets, Inc. (Broker) (which are all subsidiaries of Citigroup, Inc.), President, Chief Operating Officer & Director at Bank of the West (San Francisco, California), Member of The Financial Services Roundtable and Director-European Sales & Marketing at Beobank NV. Ms. Markus received an MBA from Harvard Business School and an undergraduate degree from Boston College. |
| James M. Young | Currently, James M. Young is Chief Financial Officer & Vice President of Broadridge Financial Solutions, Inc. In his past career he occupied the position of Senior Vice President-Finance at Visa, Inc. Mr. Young received an undergraduate degree from Dartmouth College and an MBA from Anderson School of Management. |
| Vijay Mayadas | Vijay Mayadas is Vice President-Global Fixed Income & Analytics at Broadridge Financial Solutions, Inc. |
| Brett A. Keller | Brett A. Keller is Chief Executive Officer at Priceline.com LLC. He is also on the board of Broadridge Financial Solutions, Inc. In the past Mr. Keller occupied the position of Director-Online Travel Division at Avis Budget Group, Inc. Mr. Keller received an MBA from Johnson Graduate School of Management and an undergraduate degree from Brigham Young University. |
| Peter Breen | Founder of BUYandHOLD Securities Corp., Peter Breen is on the board of LevelBlox, Inc. and General Manager & Business Owner at Broadridge Financial Solutions, Inc. In the past he held the position of Managing Director at The Bank of New York Mellon Corp. and Chairman & Chief Executive Officer at BUYandHOLD Securities Corp. |
| Laura Matlin | Currently, Laura Matlin holds the position of Chief Compliance & Governance Officer, VP at Broadridge Financial Solutions, Inc. She previously occupied the position of Assistant General Counsel at ADP Brokerage Services Group. |
| Michael S. Tae | Michael S. Tae is Vice President-Corporate Strategy at Broadridge Financial Solutions, Inc. In the past Mr. Tae occupied the position of Senior Executive VP-Worldwide Services at MicroStrategy, Inc. and Director-Investments at US Department of The Treasury. Mr. Tae received an undergraduate degree from Williams College and an MBA from Columbia University. |
| Frieda Lewis | Frieda Lewis is on the board of Women's Bond Club of New York and Chief Commercial Diversity Officer at Broadridge Financial Solutions, Inc. |
| Deborah A. Bussi�0�1¨re | Presently, Deborah A. Bussi�0�1¨re is Chief Marketing Officer for Broadridge Financial Solutions, Inc. |
| Maria Allen | Presently, Maria Allen occupies the position of Secretary, Senior VP & Associate General Counsel at Broadridge Financial Solutions, Inc. She received a graduate degree from St. John's University School of Law and an undergraduate degree from St. John's University. |
| Maria Allen | Presently, Maria Allen occupies the position of Secretary, Senior VP & Associate General Counsel at Broadridge Financial Solutions, Inc. She received a graduate degree from St. John's University School of Law and an undergraduate degree from St. John's University. |
| Maria Allen | Presently, Maria Allen occupies the position of Secretary, Senior VP & Associate General Counsel at Broadridge Financial Solutions, Inc. She received a graduate degree from St. John's University School of Law and an undergraduate degree from St. John's University. |
| Tyler Derr | Tyler Derr holds the position of Chief Technology & Product Officer at Broadridge Financial Solutions, Inc. |
| Mark Schlesinger | Mark Schlesinger is Chief Information Officer at Broadridge Financial Solutions, Inc. |
| Amit Zavery | Amit Zavery is on the board of Broadridge Financial Solutions, Inc. Mr. Zavery received an undergraduate degree from The University of Texas and a graduate degree from Carnegie Mellon University. |
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【华尔街模型组合投资欣欣向荣】一个规模数万亿美元的巨兽正席卷华尔街，而且它还在不断壮大。这个被称为模型组合投资的方式，是基金管理行业一个正在兴起的角落，贝莱德、先锋集团和Charles Schwab Corp.等公司都在将资金捆绑到现成的策略中。没有人确切知道目前有多少资金在追踪这些模型，但是金融技术公司Broadridge Financial Solutions Inc.估计截至第一季末其已经成长到了3万亿美元。很大部分资金是在ETF中，后者构成了新一代投资组合模型的基本要素。